Finance Compliance Officer - Flexi hours Part time

  • Location
    Leicester, Leicestershire
  • Category
    Admin. Secretarial and PA - Administrator
  • Contract Type
  • External Reference
  • Salary
    38000 £ - 40000 £ / Year

We are recruiting for this role during this challenging time however our client is able to adhere to all policies related to Covid 19 to ensure the well-being of all their employees

I work remotely so if you have any questions please email me on and a telephone number and I will call you

I am recruiting for a part time experienced Finance Compliance Officer to work in Leicester City Centre paying £38k - £40k pro rata, this client can offer you part time hours working 3 days per week and can offer you the hours you would like even working from home if you would like, they would like you in on a Wednesday as that's the team meeting day

This incredibly relaxed working environment is completely different to any other company you will have worked for previously, you will be given a voice and actually listened too, they pride themselves by offering a culture that means you have complete autonomy and manage your own working day which includes uncapped holidays as a work life balance is incredibly important

As the Finance Compliance Officer your duties are listed below

  • Support delivery of a culture that embraces Compliance throughout the business.

  • Preparing and reviewing business compliance KPIs

  • Reviewing and signing off literature against the firms' services and FCA Financial Promotions rules

  • Performing regular reviews and updating of financial services policies and processes in line with relevant legislation.

  • Monitoring compliance with monthly and annual accounting reporting including monthly checklist and Quarterly Board Reports

  • Maintaining a register of issues for consideration by firm management which highlights main risk areas in this area of compliance

  • Supporting the Team to develop and deliver training on key areas by the identification of generic issues or new regulations

  • Develop and implement the Annual compliance plan

  • Ensure the business practices are compliant with ICO requirements.

  • Conduct audits and reviews to ensure execution of compliance standards

  • Conduct audits and reviews to ensure execution of compliance standards

  • Produce detailed reports with recommendations based on findings during audits

  • Communicate with insurers and address any concerns they have about compliance matters

  • Proactively research to find root cause of compliance issues

  • Keep up to date with, and understand, relevant laws and regulations

  • Assist with the timely preparation and submission of reports and other fillings by companies to relevant regulatory authorities and bodies

  • Investigate irregularities and noncompliance issues in the company and advise for swift action

To be successful in this role of Finance Compliance Officer we are looking for the following experience

  • Experience of developing a strong control environment within the financial services sector

  • Have the ability to report with clarity on the issues identified and actions needed to resolve those issues.

  • Be able to make clear assessments on the priority and importance of reporting

  • Have a solid working knowledge of COBS, ICOBS and MCOBS.

Once successful in the role of Finance Compliance Officer you will not only work for a very unique company with a superb plan for growth with an insane benefits package, including state of the art equipment, brand new offices, wine and beer fridge, share options, free snacks, uncapped holidays, team building events, additional training that you choose and no dress code or Management

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To speak to a recruitment expert please contact Michelle Jackson